Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (15 Sep 2016 to 23 Sep 2019)
    • [FCA CF] Manager of certification employee (15 Sep 2016 to 23 Sep 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 3 Jun 2014)
    • CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.