Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (15 Sep 2016 to 23 Sep 2019)
- [FCA CF] Manager of certification employee (15 Sep 2016 to 23 Sep 2019)
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- CF30 Customer (1 Nov 2007 to 3 Jun 2014)
- CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.