Philip Wrenville Venn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VENN WATSON & CO. LTD.

    FRN 231418

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 24 Jul 2019)
    • CF10 Compliance Oversight (24 Jul 2019 to 8 Dec 2019)
    • CF1 Director (15 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (14 Jun 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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