Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • River Capital Management Limited (no longer approved here)

    FRN 180891

    • [FCA CF] Client dealing (31 Mar 2021 to 16 Oct 2023)
    • CF10 Compliance Oversight (9 Aug 2011 to 23 Mar 2016)
    • CF11 Money Laundering Reporting (9 Aug 2011 to 23 Mar 2016)
    • CF29 Significant management (9 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.