Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- SMF3 Executive Director (since 7 Feb 2025)
- [FCA CF] Client dealing (since 13 Jul 2022)
- SMF22 Other Local Responsibility (17 Feb 2021 to 7 Feb 2025)
- CF30 Customer (30 Sep 2010 to 6 Mar 2016)
- CF29 Significant management (30 Sep 2010 to 6 Mar 2016)
- CF21 Investment Adviser (31 May 2006 to 15 Aug 2006)
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TD Bank Europe Limited
FRN 165556
- SMF18 Other Overall Responsibility (since 7 Mar 2016)
- [FCA CF] Client dealing (13 Jul 2022 to 1 Jul 2024)
- CF29 Significant management (30 Sep 2010 to 6 Mar 2016)
- CF30 Customer (30 Sep 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.