Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (since 7 Dec 2023)
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- SMF16 Compliance Oversight (since 7 Dec 2023)
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- [FCA CF] Significant management (15 Nov 2021 to 18 Oct 2023)
- [FCA CF] Manager of certification employee (15 Nov 2021 to 18 Oct 2023)
- SMF16 Compliance Oversight (9 Oct 2019 to 12 Nov 2021)
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- SMF16 Compliance Oversight (18 May 2020 to 12 Nov 2021)
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- SMF16 Compliance Oversight (18 May 2020 to 12 Nov 2021)
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- SMF16 Compliance Oversight (10 Dec 2018 to 30 Apr 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 30 Apr 2019)
- CF11 Money Laundering Reporting (24 May 2016 to 9 Dec 2018)
- CF10 Compliance Oversight (24 May 2016 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.