Philip Stephan Arnold Mallinckrodt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SCHRODER & CO. LIMITED (no longer approved here)
FRN 144206
- SMF9 Chair of the Governing Body (22 Jun 2016 to 2 Mar 2017)
- SMF7 Group Entity Senior Manager (7 Mar 2016 to 2 Mar 2017)
- CF3 Chief Executive (30 Nov 2012 to 25 Jun 2014)
- CF1 Director (7 Mar 2006 to 6 Mar 2016)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF1 Director (1 Jan 2009 to 1 Mar 2017)
Schroder Real Estate Investment Management Limited (no longer approved here)
FRN 190064
- CF1 Director (28 Jul 2008 to 1 Mar 2017)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.