Philip Stein

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Functions requiring qualifications (25 Apr 2022 to 14 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Jun 2024)
    • CF30 Customer (16 Mar 2010 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (25 Apr 2022 to 30 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (28 Feb 2020 to 19 Jul 2022)
    • [FCA CF] Material risk taker (28 Feb 2020 to 19 Jul 2022)
    • [FCA CF] Client dealing (22 Feb 2017 to 30 Oct 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.