Philip Smeaton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 14. Managing investments
    • [FCA CF] Client dealing (since 13 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Jun 2023)
    • [FCA CF] Material risk taker (13 Jun 2023 to 28 Aug 2025)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Material risk taker (24 May 2022 to 17 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2023)
    • CF29 Significant management (8 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (23 Dec 2014 to 8 Dec 2019)
  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF27 Investment Management (1 Dec 2001 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.