Philip Simon Warren

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management Solutions Limited

    FRN 739045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
    • [FCA CF] Client dealing (since 30 Jun 2025)
  • Oculus Wealth Management Limited (no longer approved here)

    FRN 605985

    • [FCA CF] Manager of certification employee (19 Jul 2024 to 20 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2025)
    • CF30 Customer (16 Jan 2019 to 13 Nov 2025)
    • CF1 Director (AR) (16 Jan 2019 to 13 Nov 2025)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF1 Director (AR) (22 Aug 2011 to 30 Apr 2013)
    • CF30 Customer (14 Mar 2011 to 30 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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