Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
    • [FCA CF] Client dealing (since 16 Nov 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF21 Investment Adviser
    • CF30 Customer (2 Jan 2008 to 30 Dec 2009)
    • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Feb 2006 to 6 Aug 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Feb 2006 to 6 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.