Philip Shaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Client dealing (14 Oct 2021 to 25 Sep 2023)
    • [FCA CF] Functions requiring qualifications (14 Oct 2021 to 25 Sep 2023)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2021)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (10 Feb 2009 to 27 Jul 2010)
  • Azets Wealth Management Limited (no longer approved here)

    FRN 449016

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF24 Pension Transfer Specialist (2 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.