Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (1 Jun 2022 to 26 Jun 2025)
  • CBW Financial Planning Limited (no longer approved here)

    FRN 182357

    • (31)[FCA CF] Client dealing (5 Aug 2020 to 30 Nov 2021)
    • (32)[FCA CF] Functions requiring qualifications (5 Aug 2020 to 30 Nov 2021)
    • (30)CF30 Customer (27 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (30)CF30 Customer at CBW Financial Planning Limited

  2. controlled function added: (31)[FCA CF] Client dealing at CBW Financial Planning Limited

  3. controlled function added: (32)[FCA CF] Functions requiring qualifications at CBW Financial Planning Limited