Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SCHRODER & CO. LIMITED
FRN 144206
- 14. Managing investments
- [FCA CF] Client dealing (since 18 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
- [FCA CF] Manager of certification employee (since 18 Mar 2025)
-
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Material risk taker (since 26 Sep 2022)
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Apr 2015)
- CF27 Investment Management (7 Nov 2005 to 31 Oct 2007)
-
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Apr 2015)
- CF27 Investment Management (7 Nov 2005 to 31 Oct 2007)
-
Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 1 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.