Philip Rowland Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JULIAN HARRIS ADVISER NETWORK LIMITED (no longer approved here)
FRN 304155
- CF1 Director (AR) (24 Feb 2010 to 18 Oct 2011)
ABC Financial Services (Essex) Ltd (no longer approved here)
FRN 450432
- (1)Employed By (12 Apr 2006 to 10 Feb 2010)

Updates to this individual's record on the FCA register.

19 hours ago
controlled function removed: Employed By at ABC Financial Services (Essex) Ltd
19 hours ago
controlled function added: (1)Employed By at ABC Financial Services (Essex) Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.