Philip Ross James Bennett

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Life Assurance Direct Services

    FRN 400866

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Nov 2012 to 8 Dec 2019)
    • CF1 Director (AR) (25 Feb 2008 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 30 Jan 2013)
    • CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (25 Aug 2004 to 8 Dec 2019)
  • Ross Bennett Associates (2530) (no longer approved here)

    FRN 183797

    • (1)Employed By (1 Oct 1998 to 16 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.