Philip Ronald Dexter Watkins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (15 May 2023 to 20 Mar 2024)
    • [FCA CF] Manager of certification employee (15 May 2023 to 20 Mar 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2024)
    • CF30 Customer (25 Aug 2015 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 18 May 2015)
    • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 18 May 2015)
    • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (30 Sep 2005 to 22 Jun 2007)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.