Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF1 Director (AR) (12 Sep 2018 to 16 Mar 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 3 Sep 2018)
    • SMF4 Chief Risk (7 Mar 2016 to 3 Sep 2018)
    • CF28 Systems and controls (22 Oct 2015 to 6 Mar 2016)
    • CF29 Significant management (19 Feb 2010 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 14 Nov 2014)
    • CF27 Investment Management (30 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jul 2004 to 31 Oct 2007)
  • JTC Trust and Fiduciary Services (UK) Limited (no longer approved here)

    FRN 779105

    • (1)Employed By (12 Sep 2018 to 16 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at JTC Trust and Fiduciary Services (UK) Limited