Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (12 Sep 2018 to 16 Mar 2022)
- Responsibility for MCD Intermediation (21 Mar 2016 to 3 Sep 2018)
- SMF4 Chief Risk (7 Mar 2016 to 3 Sep 2018)
- CF28 Systems and controls (22 Oct 2015 to 6 Mar 2016)
- CF29 Significant management (19 Feb 2010 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 14 Nov 2014)
- CF27 Investment Management (30 Jul 2004 to 31 Oct 2007)
- CF21 Investment Adviser (30 Jul 2004 to 31 Oct 2007)
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- (1)Employed By (12 Sep 2018 to 16 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at JTC Trust and Fiduciary Services (UK) Limited