Philip Robert Small

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2023)
    • CF30 Customer (28 Mar 2013 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 6 May 2004)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (9 Apr 2013 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (9 Apr 2013 to 22 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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