Philip Robert Meeks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prime Wealth Solutions Ltd

    FRN 767879

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (3 Oct 2017 to 8 Dec 2019)
    • CF1 Director (3 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Oct 2017 to 30 Sep 2018)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (27 Mar 2014 to 27 Feb 2018)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (1 May 2013 to 21 Aug 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (27 Jan 2012 to 9 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.