Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 22 Jul 2025)
- CF30 Customer (since 3 Apr 2024)
- [FCA CF] Functions requiring qualifications (29 Jan 2024 to 22 Jul 2025)
- [FCA CF] Client dealing (29 Jan 2024 to 22 Jul 2025)
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Octo Financial Planning Ltd
FRN 972331
- (12)Employed By (since 3 Apr 2024)
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- CF30 Customer (21 Nov 2016 to 8 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
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