Philip Pritchard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF2 Non Executive Director (6 Apr 2009 to 27 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF3 Chief Executive (5 Oct 2005 to 6 Apr 2009)
    • CF8 Apportionment and Oversight (5 Oct 2005 to 31 Oct 2007)
    • CF1 Director (29 Apr 2005 to 6 Apr 2009)
    • CF21 Investment Adviser (10 Sep 2003 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Sep 2003 to 1 Jul 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.