Philip Penton

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TriOptima AB (no longer approved here)

    FRN 977430

    • [FCA CF] Client dealing (9 Jan 2024 to 26 Dec 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Oct 2019 to 27 Oct 2023)
    • [PRA CF] Managing a material risk taker (1 Oct 2019 to 27 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2019 to 27 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

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