Philip Nicholas Shaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GS Financial Services Limited (no longer approved here)

    FRN 428551

    • CF30 Customer (1 Nov 2007 to 20 May 2009)
    • CF10 Compliance Oversight (18 May 2005 to 5 Dec 2008)
    • CF11 Money Laundering Reporting (18 May 2005 to 30 Aug 2007)
    • CF1 Director (18 May 2005 to 20 May 2009)
    • CF8 Apportionment and Oversight (18 May 2005 to 5 Dec 2008)
    • Responsible for Insurance Mediation (18 May 2005 to 5 Dec 2008)
    • CF21 Investment Adviser (18 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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