Philip Mortimer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (7 Oct 2016 to 25 Apr 2025)
    • [FCA CF] Functions requiring qualifications (7 Oct 2016 to 25 Apr 2025)
    • CF30 Customer (10 Sep 2015 to 16 Sep 2015)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (7 Oct 2016 to 25 Apr 2025)
    • [FCA CF] Functions requiring qualifications (7 Oct 2016 to 25 Apr 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 27 Mar 2015)
    • CF26 Customer Trading (15 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.