Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Oct 2009)
    • CF30 Customer (since 13 Oct 2009)
    • (1)Employed By (since 13 Oct 2009)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 1 Oct 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 1 Oct 2009)
  • GQ Independent Ltd (no longer approved here)

    FRN 228584

    • Employed By (6 Oct 2003 to 1 Oct 2009)
  • Gilmour Quinn Ltd (no longer approved here)

    FRN 165211

    • Employed By (1 Oct 1998 to 29 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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