Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Platinum Financial Planning Limited
FRN 1006718
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (10 Jul 2017 to 31 Mar 2024)
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- Employed By (10 Jul 2017 to 31 Mar 2024)
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- CF30 Customer (2 Oct 2015 to 24 Mar 2017)
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- CF30 Customer (30 Oct 2013 to 13 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 25 Sep 2013)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.