Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (10 Jul 2017 to 31 Mar 2024)
  • Platinum Financial Planning Limited (no longer approved here)

    FRN 409778

    • Employed By (10 Jul 2017 to 31 Mar 2024)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • CF30 Customer (2 Oct 2015 to 24 Mar 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (30 Oct 2013 to 13 Sep 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 25 Sep 2013)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.