Philip Martin Annen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Material risk taker (2 Mar 2021 to 30 Aug 2022)
    • [FCA CF] Significant management (2 Mar 2021 to 30 Aug 2022)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (6 Jan 2004 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Significant management (2 Mar 2021 to 30 Aug 2022)
    • [FCA CF] Material risk taker (2 Mar 2021 to 30 Aug 2022)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (6 Jan 2004 to 31 Oct 2007)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (6 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.