Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MWS Financial Advisers Limited
FRN 458676
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 25 Mar 2021)
- CF30 Customer (4 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (6 Feb 2017 to 17 Apr 2019)
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- (5)Employed By (6 Feb 2017 to 27 Jun 2019)
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- CF1 Director (AR) (18 Nov 2004 to 26 Mar 2007)
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- Employed By (18 Nov 2004 to 26 Mar 2007)
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- (1)Employed By (16 Apr 2003 to 21 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Teachers Financial Planning Limited
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controlled function added: (5)Employed By at Teachers Financial Planning Limited