Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2021)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (6 Feb 2017 to 17 Apr 2019)
  • Teachers Financial Planning Limited (no longer approved here)

    FRN 552276

    • (5)Employed By (6 Feb 2017 to 27 Jun 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (18 Nov 2004 to 26 Mar 2007)
  • Weston Read Ltd (no longer approved here)

    FRN 414433

    • Employed By (18 Nov 2004 to 26 Mar 2007)
  • Kings of Frinton Financial Services (no longer approved here)

    FRN 224138

    • (1)Employed By (16 Apr 2003 to 21 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Teachers Financial Planning Limited

  2. controlled function added: (5)Employed By at Teachers Financial Planning Limited