Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Jan 2018 to 3 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.