Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 23 Jan 2026)
    • SMF7 Group Entity Senior Manager (since 23 Jan 2026)
    • SMF7 Group Entity Senior Manager (2 Jan 2023 to 13 Jan 2025)
    • SMF9 Chair of the Governing Body (2 Jan 2023 to 13 Jan 2025)
    • Responsible for Insurance Distribution (10 Dec 2020 to 18 Jan 2023)
    • SMF3 Executive Director (10 Dec 2020 to 2 Jan 2023)
    • Responsibility for MCD Intermediation (10 Dec 2020 to 18 Jan 2023)
    • SMF1 Chief Executive (10 Dec 2020 to 2 Jan 2023)
    • SMF9 Chair of the Governing Body (since 13 May 2024)
    • SMF7 Group Entity Senior Manager (since 13 May 2024)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (21 Mar 2016 to 9 May 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • SMF1 Chief Executive (7 Mar 2016 to 9 May 2019)
    • CF3 Chief Executive (2 Dec 2013 to 6 Mar 2016)
    • CF1 Director (29 May 2013 to 6 Mar 2016)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • CF1 Director (6 Feb 2014 to 9 May 2019)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF3 Chief Executive (8 Nov 2006 to 9 Dec 2009)
    • CF8 Apportionment and Oversight (8 Nov 2006 to 31 Oct 2007)
    • CF1 Director (21 Nov 2005 to 9 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Dec 2004 to 1 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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