Philip Lawrance Harvey

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2025)
    • [FCA CF] Client dealing (since 14 Mar 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Jul 2009 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 31 Oct 2007)
    • CF26 Customer Trading (11 May 2007 to 6 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.