Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Dec 2020 to 7 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Mar 2024)
- [FCA CF] Significant management (7 Jul 2020 to 7 Mar 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Mar 2024)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Significant management (7 Jul 2020 to 7 Mar 2024)
- [FCA CF] Client dealing (28 Nov 2016 to 7 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 7 Mar 2024)
- [FCA CF] Material risk taker (8 Nov 2016 to 7 Mar 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Feb 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Mar 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.