Philip John Yates

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PERSONAL ASSURANCE SERVICES LIMITED (no longer approved here)
FRN 303200
- CF1 Director (14 Jan 2005 to 24 May 2017)
- CF8 Apportionment and Oversight (14 Jan 2005 to 7 Nov 2006)
- Responsible for Insurance Mediation (14 Jan 2005 to 22 Jun 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.