Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (18 Mar 2019 to 28 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (18 Mar 2019 to 28 Feb 2021)
    • [PRA CF] Managing a material risk taker (18 Mar 2019 to 11 Feb 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2017 to 9 Jan 2019)
    • [FCA CF] Manager of certification employee (6 Feb 2017 to 9 Jan 2019)
    • [PRA CF] Managing a material risk taker (6 Feb 2017 to 9 Jan 2019)
    • CF28 Systems and controls (16 Feb 2011 to 17 Dec 2012)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF2 Non Executive Director (22 Mar 2012 to 31 Jan 2018)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (16 Feb 2011 to 9 Aug 2012)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF19 Significant Mgt (Financial Resources) (22 Nov 2005 to 22 Oct 2007)
    • CF14 Risk Assessment (10 Feb 2003 to 22 Oct 2007)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF14 Risk Assessment (10 Feb 2003 to 19 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.