Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (11 Nov 2009 to 14 Feb 2011)
- CF1 Director (15 Apr 2005 to 12 Sep 2008)
- CF10 Compliance Oversight (29 Dec 2003 to 3 Dec 2012)
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- CF11 Money Laundering Reporting (11 Nov 2009 to 14 Feb 2011)
- CF10 Compliance Oversight (1 Jan 2004 to 3 Dec 2012)
- CF1 Director (30 Aug 2002 to 12 Sep 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.