Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 29 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2024)
    • CF10 Compliance Oversight (11 Aug 2017 to 8 Dec 2019)
    • CF1 Director (24 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.