Philip John Leigh Goodenough

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Covington's Financial Service Limited

    FRN 232170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (7 Apr 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Apr 2004 to 31 Mar 2009)
    • CF21 Investment Adviser (7 Apr 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Apr 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2004 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2004)
    • CF1 Director (AR) (1 Dec 2001 to 19 May 2004)
  • Covington Financial Services (no longer approved here)

    FRN 179001

    • Employed By (1 Dec 2001 to 19 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.