Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Highway Insurance Company Limited (no longer approved here)

    FRN 202972

    • CF10 Compliance Oversight (2 Jan 2003 to 13 Mar 2006)
    • CF11 Money Laundering Reporting (2 Jan 2003 to 13 Mar 2006)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF1 Director (1 Dec 2001 to 1 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.