Philip John Hart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Jan 2011 to 30 Apr 2013)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (13 Jan 2011 to 30 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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