Philip John Griffin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 197340
- [FCA CF] Functions requiring qualifications (7 Mar 2021 to 22 Apr 2025)
- [FCA CF] Client dealing (7 Mar 2021 to 22 Apr 2025)
- CF30 Customer (30 Jul 2015 to 8 Dec 2019)
Azets Wealth Management Limited (no longer approved here)
FRN 449016
- CF30 Customer (2 Oct 2013 to 3 Jul 2015)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF30 Customer (8 Jul 2013 to 4 Oct 2013)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF30 Customer (20 Jan 2010 to 20 Jun 2013)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (20 Oct 2004 to 1 Jul 2005)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2004)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.