Philip John Gough

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AQR Capital Management (Europe) LLP
FRN 567411
- SMF16 Compliance Oversight (since 27 Apr 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (30 Jul 2019 to 8 Dec 2019)
- CF28 Systems and controls (6 Feb 2019 to 8 Dec 2019)
Renaissance Capital Limited (no longer approved here)
FRN 186891
- CF2 Non Executive Director (13 Feb 2015 to 30 Apr 2018)
TD Execution Services Limited (no longer approved here)
FRN 472780
- CF30 Customer (1 Jan 2015 to 10 Nov 2017)
- CF3 Chief Executive (1 Jan 2015 to 10 Nov 2017)
- CF1 Director (1 Jan 2015 to 10 Nov 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.