Philip John George Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF29 Significant management (27 Jun 2011 to 23 Aug 2019)
    • CF28 Systems and controls (1 Nov 2007 to 24 Apr 2008)
    • CF10 Compliance Oversight (5 Apr 2002 to 1 Jan 2010)
    • CF1 Director (1 Dec 2001 to 17 May 2012)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2010)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF1 Director (AR) (25 Jan 2010 to 17 May 2012)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (25 Jan 2010 to 17 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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