Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (8 Feb 2024 to 1 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Nov 2021 to 19 Jul 2022)
- [FCA CF] Client dealing (18 Nov 2021 to 1 Aug 2024)
- [FCA CF] Material risk taker (18 Nov 2021 to 19 Jul 2022)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Nov 2021)
- CF29 Significant management (22 Dec 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (8 Feb 2024 to 1 Aug 2024)
- [FCA CF] Client dealing (18 Nov 2021 to 1 Aug 2024)
- [FCA CF] Material risk taker (18 Nov 2021 to 19 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Nov 2021 to 19 Jul 2022)
- SMF22 Other Local Responsibility (7 Mar 2016 to 18 Nov 2021)
- CF29 Significant management (22 Dec 2015 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (8 Feb 2024 to 1 Aug 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Nov 2021 to 19 Jul 2022)
- [FCA CF] Client dealing (18 Nov 2021 to 1 Aug 2024)
- [FCA CF] Material risk taker (18 Nov 2021 to 19 Jul 2022)
- SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 18 Nov 2021)
- CF29 Significant management (22 Dec 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.