Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (8 Feb 2024 to 1 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Nov 2021 to 19 Jul 2022)
    • [FCA CF] Client dealing (18 Nov 2021 to 1 Aug 2024)
    • [FCA CF] Material risk taker (18 Nov 2021 to 19 Jul 2022)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Nov 2021)
    • CF29 Significant management (22 Dec 2015 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (8 Feb 2024 to 1 Aug 2024)
    • [FCA CF] Client dealing (18 Nov 2021 to 1 Aug 2024)
    • [FCA CF] Material risk taker (18 Nov 2021 to 19 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Nov 2021 to 19 Jul 2022)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 18 Nov 2021)
    • CF29 Significant management (22 Dec 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (8 Feb 2024 to 1 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Nov 2021 to 19 Jul 2022)
    • [FCA CF] Client dealing (18 Nov 2021 to 1 Aug 2024)
    • [FCA CF] Material risk taker (18 Nov 2021 to 19 Jul 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 18 Nov 2021)
    • CF29 Significant management (22 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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