Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (1 Jul 2016 to 23 Aug 2023)
    • CF4 Partner (AR) (21 Jun 2007 to 13 Jul 2016)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • PDA Financial Planning Ltd (no longer approved here)

    FRN 216017

    • (3)Employed By (1 Dec 2001 to 25 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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