Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 May 2020)
    • [FCA CF] Functions requiring qualifications (since 4 May 2020)
  • Advanced Financial & Tax Planning (2911) (no longer approved here)

    FRN 194441

    • (2)Employed By (8 Sep 1999 to 12 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.