Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 13 Aug 2021)
    • [FCA CF] Manager of certification employee (11 Aug 2020 to 5 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (4 Mar 2019 to 27 Mar 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 13 Aug 2021)
    • [FCA CF] Manager of certification employee (11 Aug 2020 to 5 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (4 Mar 2019 to 27 Mar 2019)
  • Inceptum Insurance Company Limited (no longer approved here)

    FRN 203238

    • CF1 Director (29 Jun 2009 to 19 Dec 2011)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF28 Systems and controls (1 Nov 2007 to 18 Dec 2008)
    • CF13 Finance (19 Dec 2006 to 31 Oct 2007)
    • CF1 Director (19 Dec 2006 to 18 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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