Philip John Asprey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2020)
- CF30 Customer (1 Jul 2019 to 8 Dec 2019)
Parlett Financial Limited (no longer approved here)
FRN 650237
- CF30 Customer (6 Sep 2016 to 16 Sep 2019)
- CF1 Director (AR) (6 Sep 2016 to 16 Sep 2019)
Philip Asprey Independent Financial Advisors Ltd (no longer approved here)
FRN 403036
- (1)Employed By (26 Aug 2004 to 12 Aug 2016)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (1 Dec 2001 to 5 Oct 2004)
Philip Asprey Independent Financial Advisers (no longer approved here)
FRN 188115
- (1)Employed By (1 Dec 2001 to 5 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.