Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF10 Chair of the Risk Committee (31 Mar 2020 to 20 Sep 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 20 Sep 2022)
    • CF3 Chief Executive (1 Aug 2015 to 8 Dec 2019)
    • CF1 Director (6 Nov 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.