Philip James Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Client dealing (4 Feb 2022 to 18 Sep 2024)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (232)[FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2021)
- (231)CF30 Customer (25 Oct 2017 to 8 Dec 2019)
Zeus Capital Limited (no longer approved here)
FRN 224621
- CF30 Customer (27 Aug 2015 to 13 Oct 2017)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (231)CF30 Customer at STIFEL EUROPE LIMITED
1 day ago
controlled function added: (232)[FCA CF] Client dealing at STIFEL EUROPE LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.