Philip James Stroud

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
    • [FCA CF] Client dealing (since 9 Jan 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2026)
    • CF1 Director (AR) (19 Mar 2016 to 15 Dec 2021)
    • CF30 Customer (9 Dec 2015 to 9 Feb 2016)
  • Kind Wealth Ltd (no longer approved here)

    FRN 604355

    • (6)Employed By (19 Mar 2016 to 9 Jan 2026)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (9 Dec 2015 to 9 Feb 2016)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (12 May 2015 to 18 Mar 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (5 Dec 2014 to 18 Mar 2016)
    • CF30 Customer (5 Dec 2014 to 18 Mar 2016)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (13 May 2013 to 15 Dec 2014)
    • CF30 Customer (24 Aug 2012 to 15 Dec 2014)
  • STROUD WEALTH LIMITED (no longer approved here)

    FRN 600424

    • Employed By (13 May 2013 to 15 Dec 2014)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (27 Sep 2011 to 2 Jul 2012)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (10 May 2011 to 20 Sep 2011)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Kind Wealth Ltd

  2. controlled function added: (6)Employed By at Kind Wealth Ltd